APL Trade Network Client (Contents, Download)

We offer internal Interfacing called Trade Network (formerly known as Galaxy*) that links Sponsor/Broker Dealers’ and Money Managers’ directories.

Tip: An Adobe Acrobat^TM formatted version of the complete User Guide (PDF) materials are available for sharing with your customer.

*Galaxy has been re-branded to Trade Network recognizing:

• That the Galaxy process is a core component to the Fiserv network of interfaces

• That the trade processing between managers and sponsors is Fiserv’s central value proposition

• That it captures all additional communication (key processes and data transformation that occurs between members of the network and eventually out of network)

The Interfaces run daily and are designed to keep the two client directories in sync.

Table of Contents

• Chapter 1: About This Manual
  • 1.1 What is Trade Network Interface?
  • 1.2 Conventions used in this User Guide
  • 1.3 References to UMA/MSP

• Chapter 2: Overview
  • 2.1 Overnight Processing Flowchart
  • 2.2 Overnight Process
  • 2.3 Information Needed to Complete Setup
    • Trade Network Set-Up Checklist
  • 2.4 General Interface Set-Up Information

• Chapter 3: Overnight Process Reports
  • 3.1 New Account Report
    • Functionality
    • Configuration Available
    • Mapping Tables
    • Output Reports
    • Identification of New Accounts
  • 3.2 Bookkeeping
    • Functionality
    • Configuration Available
    • Mapping Tables
    • Output Reports
  • 3.3 Cash Reconciliation
    • Functionality
    • Configuration Available
    • Mapping Tables
    • Output Reports
  • 3.4 Position Reconciliation
    • Functionality
    • Configuration Available
    • Mapping Tables
    • Output Reports
  • 3.5 Account Audit
    • Functionality
    • Configuration Available
    • Mapping Tables
    • Output Reports
  • 3.6 Wash Sale Restrictions
    • Functionality
    • Configuration Available
    • Mapping Tables
    • Output Reports
  • 3.7 General Ledger Reconciliation
    • Functionality
    • Configuration Available
    • Mapping Tables
    • Output Reports
  • 3.8 UMA Shadow Account Processing
    • New Account Load Process for UMA Shadow Accounts
    • CRMS ticket for: UMA Trade Network Shadow Set-Up
    • UMA Trade Network Shadow Post

• Chapter 4: Recon Re-run
  • 4.1 Client Welcome Guide
    • Introduction
    • Screen Captures
    • Client Facing Process Errors
    • Commonly Asked Questions by Clients
  • 4.2 RECON RE-RUN QUICK REFERENCE GUIDE
    • RUNRECON
    • Custodial Interfaces
    • Trade Network Interfaces

• Chapter 5: Trade Network Order Management
  • 5.1 What is it?
  • 5.2 Main Benefit
  • 5.3 Trade Network Order Management
  • 5.4 Trade Network–Partial Execution
    • Executed Orders in Partially Filled Blocks
  • 5.5 Trade Network–Full Execution
  • 5.6 Trade Network - Execution to Order Matching
    • Matching Criteria – Execution to Order Matching
    • Error Messages - Execution to Order Matching Process
  • 5.7 Automated Trade Network Order Management
    • Trade Network Auto Send Options
    • Trade Network Rules-based Splitting
    • Trade Network Action Indicators
    • Trade Network Block Level Exception Check

• Chapter 6: Trade Network Monitor
  • 6.1 Overview
    • Access Trade Network Monitor
    • Data Displayed in the Monitor
    • Select Trade Date
    • Filter Data
    • Reorder Columns
    • Sort Monitor Columns
    • Sponsor Login Button
  • 6.2 Configuration Administration
    • User Access
    • Data Refresh Frequency
    • Sponsor Links

• Chapter 7: Trade Network Support of UMA
  • 7.1 Best Practices
  • 7.2 Known Issues
    • Trading
    • Sub Manager Reconciliation

• Appendix A: Trade Network Glossary
  • A.1 Additional Terms
• Appendix B: APL Account Master Database fields